Sales_OTM_NTM
/FundsXML4/RegulatoryReportings/DirectReporting/EFTs/EFT/DeviationReportManufacturerTargetMarketPerspective/Sales_OTM_NTM
Diagram
Documentation
Sales Outside Target Market (OTM) and/or in Negative Target Market (NTM) - Reported as Number of Transactions
Properties
- Type
- (anonymous)
- Cardinality
- 0..1
- Namespace
- xs = "http://www.w3.org/2001/XMLSchema"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#" - Level
- 6
- Sample Data
Child Elements & Attributes
| Name (XPath) | Type | Documentation | Sample Data |
|---|---|---|---|
| /RegulatoryReportings/.../RetailInvestorTypeAndSelfService | xs:int | 05010_Retail_Investor_Type_AND_Self_Service |
698 |
| /RegulatoryReportings/.../RetailInvestorTypeAndExecutionWithSuitabilityTest | xs:int | 05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test |
2228 |
| /RegulatoryReportings/.../KnowledgeAndExperienceAndSelfService | xs:int | 05030_Knowledge_and_Experience_AND_Self_Service |
4125 |
| /RegulatoryReportings/.../KnowledgeAndExperienceAndWithSuitabilityTest | xs:int | 05040_Knowledge_and_Experience_AND_With_Suitability_Test |
1576 |
| /RegulatoryReportings/.../AbilityToBearLossesAndWithSuitabilityTestFrance | xs:int | 05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France |
1802 |
XML Snippet
<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
xmlns:xs="http://www.w3.org/2001/XMLSchema"
minOccurs="0"
name="Sales_OTM_NTM">
<xs:annotation>
<xs:documentation>Sales Outside Target Market (OTM) and/or in Negative Target Market (NTM) - Reported as Number of Transactions</xs:documentation>
</xs:annotation>
<xs:complexType>
<xs:sequence>
<xs:element minOccurs="0" name="RetailInvestorTypeAndSelfService" type="xs:int">
<xs:annotation>
<xs:documentation>05010_Retail_Investor_Type_AND_Self_Service
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Execution Only or Self Service with Appropriateness Test
If 00050 is set to M or B</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="RetailInvestorTypeAndExecutionWithSuitabilityTest"
type="xs:int">
<xs:annotation>
<xs:documentation>05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Advice or Portfolio Management.</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="KnowledgeAndExperienceAndSelfService"
type="xs:int">
<xs:annotation>
<xs:documentation>05030_Knowledge_and_Experience_AND_Self_Service
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Execution Only or Self Service with Appropriateness Test.</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="KnowledgeAndExperienceAndWithSuitabilityTest"
type="xs:int">
<xs:annotation>
<xs:documentation>05040_Knowledge_and_Experience_AND_With_Suitability_Test
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Advice or Portfolio Management.</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="AbilityToBearLossesAndWithSuitabilityTestFrance"
type="xs:int">
<xs:annotation>
<xs:documentation>05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France
Number of transactions reported as identified in conflict with Ability To Bear Losses, using MiFID services Advice or Portfolio Management.</xs:documentation>
</xs:annotation>
</xs:element>
</xs:sequence>
</xs:complexType>
</xs:element>