EFT

<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
            xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            maxOccurs="unbounded"
            name="EFT"
            type="EFTReportType"/>

<xs:complexType xmlns:altova="http://www.altova.com/xml-schema-extensions"
                xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
                xmlns:xs="http://www.w3.org/2001/XMLSchema"
                name="EFTReportType">
   <xs:annotation>
      <xs:documentation>EUROPEAN FEEDBACK TEMPLATE - EFT</xs:documentation>
   </xs:annotation>
   <xs:sequence>
      <xs:element minOccurs="0"
                  name="FundOrShareClassIdentifiers"
                  type="FundOrShareClassIdentifiersType">
         <xs:annotation>
            <xs:documentation>Fund or share class identifiers for easy connection to other fund or share class data</xs:documentation>
         </xs:annotation>
      </xs:element>
      <xs:element minOccurs="0" name="DataSupplier" type="DataSupplierType">
         <xs:annotation>
            <xs:documentation>Definition of data source (investment company, vendor, ...)</xs:documentation>
         </xs:annotation>
      </xs:element>
      <xs:element name="DataSetInformation">
         <xs:complexType>
            <xs:sequence>
               <xs:element name="ReportInformationAndScope">
                  <xs:complexType>
                     <xs:sequence>
                        <xs:element name="Version">
                           <xs:annotation>
                              <xs:documentation>00010_EFT_Version
Used Version of the EFT : V1 until further notice</xs:documentation>
                           </xs:annotation>
                           <xs:simpleType>
                              <xs:restriction base="xs:string">
                                 <xs:enumeration value="V1"/>
                              </xs:restriction>
                           </xs:simpleType>
                        </xs:element>
                        <xs:element name="FileGeneration" type="xs:dateTime">
                           <xs:annotation>
                              <xs:documentation>00020_File_Generation_Date_and_Time
Date and Time of the creation of the EFT file</xs:documentation>
                           </xs:annotation>
                        </xs:element>
                        <xs:element name="PeriodStartData" type="xs:date">
                           <xs:annotation>
                              <xs:documentation>00030_Reporting_Period_Start_Data
Date of beginning of the period under which distribution has occured</xs:documentation>
                           </xs:annotation>
                        </xs:element>
                        <xs:element name="PeriodEndData" type="xs:date">
                           <xs:annotation>
                              <xs:documentation>00040_Reporting_Period_End_Data
Date of end of the period under which distribution has occured</xs:documentation>
                           </xs:annotation>
                        </xs:element>
                        <xs:element name="ReferenceTargetMarket">
                           <xs:annotation>
                              <xs:documentation>00050_Reference_ Target_ Market
Defines the reference Target Market to which deviations are reported
M (Manufacturer) / D (Distributor)/ B (Both)</xs:documentation>
                           </xs:annotation>
                           <xs:simpleType>
                              <xs:restriction base="xs:string">
                                 <xs:enumeration value="M"/>
                                 <xs:enumeration value="D"/>
                                 <xs:enumeration value="B"/>
                              </xs:restriction>
                           </xs:simpleType>
                        </xs:element>
                     </xs:sequence>
                  </xs:complexType>
               </xs:element>
               <xs:element name="SubmitterEntityInformation">
                  <xs:complexType>
                     <xs:sequence>
                        <xs:element name="Name">
                           <xs:annotation>
                              <xs:documentation>01010_Submitter_Entity_Name
Name of the Entity distributing the financial instrument. The one who is responsible for the Distributor Target Market</xs:documentation>
                           </xs:annotation>
                           <xs:simpleType>
                              <xs:restriction base="xs:string">
                                 <xs:maxLength value="255"/>
                              </xs:restriction>
                           </xs:simpleType>
                        </xs:element>
                        <xs:element name="Identifier">
                           <xs:annotation>
                              <xs:documentation>01020_Submitter_Entity_identifier
Identification of the Distribution Entity
: the one who is responsible for the Distributor Target Market or Nothing (N)
LEI, National Identity Number, N</xs:documentation>
                           </xs:annotation>
                           <xs:simpleType>
                              <xs:restriction base="xs:string">
                                 <xs:maxLength value="255"/>
                              </xs:restriction>
                           </xs:simpleType>
                        </xs:element>
                        <xs:element name="IdentifierType">
                           <xs:annotation>
                              <xs:documentation>02030_Recipient_Entity_identifier_Type
LEI of the recipient entity or National identifier or Nothing
L or NI or No</xs:documentation>
                           </xs:annotation>
                           <xs:simpleType>
                              <xs:restriction base="xs:string">
                                 <xs:enumeration value="L"/>
                                 <xs:enumeration value="NI"/>
                                 <xs:enumeration value="No"/>
                              </xs:restriction>
                           </xs:simpleType>
                        </xs:element>
                        <xs:element name="PositionInTheDistributionChain">
                           <xs:annotation>
                              <xs:documentation>02040_Recipient_Entity_Position_In_The_Distribution_Chain
One of the following items
- Manufacturer
-  Distributor (The one doing the sales)
- Intermediary (e.g. platform)
M or D or I (intermediary / platform)</xs:documentation>
                           </xs:annotation>
                           <xs:simpleType>
                              <xs:restriction base="xs:string">
                                 <xs:enumeration value="M"/>
                                 <xs:enumeration value="D"/>
                                 <xs:enumeration value="I"/>
                              </xs:restriction>
                           </xs:simpleType>
                        </xs:element>
                     </xs:sequence>
                  </xs:complexType>
               </xs:element>
               <xs:element name="ManufacturerEntityInformation">
                  <xs:complexType>
                     <xs:sequence>
                        <xs:element name="Name">
                           <xs:annotation>
                              <xs:documentation>03010_Manufacturer_Entity_Name
Name of the Entity producing the financial instrument. The one who is responsible for the Manufacturer Target Market</xs:documentation>
                           </xs:annotation>
                           <xs:simpleType>
                              <xs:restriction base="xs:string">
                                 <xs:maxLength value="255"/>
                              </xs:restriction>
                           </xs:simpleType>
                        </xs:element>
                        <xs:element name="Identifier">
                           <xs:annotation>
                              <xs:documentation>03020_Manufacturer_identifier
Identification of the Manufacturer Entity
LEI, National Identity Number, N</xs:documentation>
                           </xs:annotation>
                           <xs:simpleType>
                              <xs:restriction base="xs:string">
                                 <xs:maxLength value="255"/>
                              </xs:restriction>
                           </xs:simpleType>
                        </xs:element>
                        <xs:element name="IdentifierType">
                           <xs:annotation>
                              <xs:documentation>03030_Manufacturer_identifier_Type
LEI of the Manufacturer or National identifier or Nothing
L or NI or No</xs:documentation>
                           </xs:annotation>
                           <xs:simpleType>
                              <xs:restriction base="xs:string">
                                 <xs:enumeration value="L"/>
                                 <xs:enumeration value="NI"/>
                                 <xs:enumeration value="No"/>
                              </xs:restriction>
                           </xs:simpleType>
                        </xs:element>
                     </xs:sequence>
                  </xs:complexType>
               </xs:element>
            </xs:sequence>
         </xs:complexType>
      </xs:element>
      <xs:element name="GeneralFinancialInstrumentInformation">
         <xs:complexType>
            <xs:sequence>
               <xs:element name="IdentifyingData">
                  <xs:annotation>
                     <xs:documentation>04010_Financial_Instrument_Identifying_Data
Identification of the financial instrument 
Use the following priority for identification of a specific financial instrument:
  - ISO 6166 code of ISIN when available
  - Other recognised codes (e.g.: CUSIP, Bloomberg Ticker, Reuters RIC)
  - Code attributed by the undertaking, when the options above are not available. Code must be unique and kept consistent over time.
  - blank if 04020 is set to 11
</xs:documentation>
                  </xs:annotation>
                  <xs:simpleType>
                     <xs:restriction base="xs:string">
                        <xs:maxLength value="255"/>
                     </xs:restriction>
                  </xs:simpleType>
               </xs:element>
               <xs:element name="TypeOfIdentification">
                  <xs:annotation>
                     <xs:documentation>04020_Type_Of_Identification_Code_For_The_Financial_Instrument
Codification chosen to identify the financial instrument or Aggregated Class of Products
One of the options in the following closed list to be used:
1 - ISO 6166 for ISIN code
2 - CUSIP (The Committee on Uniform Securities Identification Procedures number assigned by the CUSIP Service Bureau for U.S. and Canadian companies)
3 - SEDOL (Stock Exchange Daily Official List for the London Stock Exchange)
4 – WKN (Wertpapier Kenn-Nummer, the alphanumeric German identification number)
5 - Bloomberg Ticker (Bloomberg letters code that identify a company's securities)
6 - BBGID (The Bloomberg Global ID)
7 - Reuters RIC (Reuters instrument code)
8 – FIGI (Financial Instrument Global Identifier)
9 - Other code by members of the Association of National Numbering Agencies
10 - LEI
11 - Aggregated Class of products
99 - Code attributed by the undertaking</xs:documentation>
                  </xs:annotation>
                  <xs:simpleType>
                     <xs:restriction base="xs:int">
                        <xs:enumeration value="1"/>
                        <xs:enumeration value="2"/>
                        <xs:enumeration value="3"/>
                        <xs:enumeration value="4"/>
                        <xs:enumeration value="5"/>
                        <xs:enumeration value="6"/>
                        <xs:enumeration value="7"/>
                        <xs:enumeration value="8"/>
                        <xs:enumeration value="9"/>
                        <xs:enumeration value="10"/>
                        <xs:enumeration value="11"/>
                        <xs:enumeration value="99"/>
                     </xs:restriction>
                  </xs:simpleType>
               </xs:element>
               <xs:element name="Name">
                  <xs:annotation>
                     <xs:documentation>04030_Financial_Instrument_Name
Name of the financial instrument if applicable</xs:documentation>
                  </xs:annotation>
                  <xs:simpleType>
                     <xs:restriction base="xs:string">
                        <xs:maxLength value="255"/>
                     </xs:restriction>
                  </xs:simpleType>
               </xs:element>
               <xs:element name="TotalNumberOfTransactions" type="xs:int">
                  <xs:annotation>
                     <xs:documentation>04040_Financial_Instrument_Total_Number_Of_Transactions
Means total number of transactions expressed in absolute number. Includes volumes in Positive, Negative and outside of Positve. </xs:documentation>
                  </xs:annotation>
               </xs:element>
            </xs:sequence>
         </xs:complexType>
      </xs:element>
      <xs:element minOccurs="0" name="DeviationReportManufacturerTargetMarketPerspective">
         <xs:annotation>
            <xs:documentation>Deviation Report - Manufacturer Target Market Perspective</xs:documentation>
         </xs:annotation>
         <xs:complexType>
            <xs:sequence>
               <xs:element minOccurs="0" name="Sales_OTM_NTM">
                  <xs:annotation>
                     <xs:documentation>Sales Outside Target Market (OTM) and/or in Negative Target Market (NTM) - Reported as Number of Transactions</xs:documentation>
                  </xs:annotation>
                  <xs:complexType>
                     <xs:sequence>
                        <xs:element minOccurs="0" name="RetailInvestorTypeAndSelfService" type="xs:int">
                           <xs:annotation>
                              <xs:documentation>05010_Retail_Investor_Type_AND_Self_Service
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Execution Only or Self Service with Appropriateness Test
If  00050 is set to M or B</xs:documentation>
                           </xs:annotation>
                        </xs:element>
                        <xs:element minOccurs="0"
                                    name="RetailInvestorTypeAndExecutionWithSuitabilityTest"
                                    type="xs:int">
                           <xs:annotation>
                              <xs:documentation>05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Advice or Portfolio Management.</xs:documentation>
                           </xs:annotation>
                        </xs:element>
                        <xs:element minOccurs="0"
                                    name="KnowledgeAndExperienceAndSelfService"
                                    type="xs:int">
                           <xs:annotation>
                              <xs:documentation>05030_Knowledge_and_Experience_AND_Self_Service
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Execution Only or Self Service with Appropriateness Test.</xs:documentation>
                           </xs:annotation>
                        </xs:element>
                        <xs:element minOccurs="0"
                                    name="KnowledgeAndExperienceAndWithSuitabilityTest"
                                    type="xs:int">
                           <xs:annotation>
                              <xs:documentation>05040_Knowledge_and_Experience_AND_With_Suitability_Test
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Advice or Portfolio Management.</xs:documentation>
                           </xs:annotation>
                        </xs:element>
                        <xs:element minOccurs="0"
                                    name="AbilityToBearLossesAndWithSuitabilityTestFrance"
                                    type="xs:int">
                           <xs:annotation>
                              <xs:documentation>05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France
Number of transactions reported as identified in conflict with Ability To Bear Losses, using MiFID services Advice or Portfolio Management.</xs:documentation>
                           </xs:annotation>
                        </xs:element>
                     </xs:sequence>
                  </xs:complexType>
               </xs:element>
               <xs:element minOccurs="0" name="Widening">
                  <xs:annotation>
                     <xs:documentation>Widening of Distribution Strategy Reporting Fields (ESMA para 51)</xs:documentation>
                  </xs:annotation>
                  <xs:complexType>
                     <xs:sequence>
                        <xs:element minOccurs="0"
                                    name="OutsideIntendedDistributionStrategyRetailAndSelfService">
                           <xs:annotation>
                              <xs:documentation>06010_Outside_Intended_Distribution_Strategy_Retail_And_Self_Service
In reference to ESMA Product Governance Guidelines Article 51 this field is used to disclose if the Distribution Strategy of the Distributor is widened in relation to the Distribution Strategy intended by the Manufacturer with regards to Retail Clients.</xs:documentation>
                           </xs:annotation>
                           <xs:simpleType>
                              <xs:restriction base="xs:string">
                                 <xs:enumeration value="Y"/>
                                 <xs:enumeration value="N"/>
                              </xs:restriction>
                           </xs:simpleType>
                        </xs:element>
                     </xs:sequence>
                  </xs:complexType>
               </xs:element>
            </xs:sequence>
         </xs:complexType>
      </xs:element>
      <xs:element minOccurs="0" name="DeviationReportDistributorTargetMarketPerspective">
         <xs:annotation>
            <xs:documentation>Deviation Report - Distributor Target Market Perspective ( For Italy - only if it is an Italan distributor with a specific distribution agreement)</xs:documentation>
         </xs:annotation>
         <xs:complexType>
            <xs:sequence>
               <xs:element minOccurs="0" name="Sales_OTM_NTM">
                  <xs:complexType>
                     <xs:sequence>
                        <xs:element minOccurs="0"
                                    name="RetailInvestorTypeAndSelfServiceVsDistributorTM_Italy"
                                    type="xs:int">
                           <xs:annotation>
                              <xs:documentation>07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Execution Only or Self Service with Appropriateness Test.
If  00050 is set to D or B</xs:documentation>
                           </xs:annotation>
                        </xs:element>
                        <xs:element minOccurs="0"
                                    name="RetailInvestorTypeAndAdviceVsDistributorTM_Italy"
                                    type="xs:int">
                           <xs:annotation>
                              <xs:documentation>07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID service Advice.
If  00050 is set to D or B</xs:documentation>
                           </xs:annotation>
                        </xs:element>
                        <xs:element minOccurs="0"
                                    name="KnowledgeAndExperienceAndSelfServiceVsDistributorTM_Italy"
                                    type="xs:int">
                           <xs:annotation>
                              <xs:documentation>07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Execution Only or Self Service with Appropriateness Test.
If  00050 is set to D or B</xs:documentation>
                           </xs:annotation>
                        </xs:element>
                        <xs:element minOccurs="0"
                                    name="KnowledgeAndExperienceAndWithSuitabilityTestVsDistributorTM_Italy"
                                    type="xs:int">
                           <xs:annotation>
                              <xs:documentation>07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Advice or Portfolio Management.
If  00050 is set to D or B</xs:documentation>
                           </xs:annotation>
                        </xs:element>
                     </xs:sequence>
                  </xs:complexType>
               </xs:element>
            </xs:sequence>
         </xs:complexType>
      </xs:element>
   </xs:sequence>
</xs:complexType>