DeviationReportManufacturerTargetMarketPerspective

/FundsXML4/RegulatoryReportings/DirectReporting/EFTs/EFT/DeviationReportManufacturerTargetMarketPerspective

Diagram

DeviationReportManufacturerTargetMarketPerspective Deviation Report - Manufacturer Target Market Perspective Sales_OTM_NTM (anonymous) 0..1 Widening (anonymous) 0..1

Documentation

Deviation Report - Manufacturer Target Market Perspective

Properties

Type
(anonymous)
Cardinality
0..1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
5
Sample Data

Child Elements & Attributes

Name (XPath) Type Documentation Sample Data
/RegulatoryReportings/.../Sales_OTM_NTM (anonymous)

Sales Outside Target Market (OTM) and/or in Negative Target Market (NTM) - Reported as Number of Transactions

/RegulatoryReportings/.../Widening (anonymous)

Widening of Distribution Strategy Reporting Fields (ESMA para 51)

XML Snippet

<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
            xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            minOccurs="0"
            name="DeviationReportManufacturerTargetMarketPerspective">
   <xs:annotation>
      <xs:documentation>Deviation Report - Manufacturer Target Market Perspective</xs:documentation>
   </xs:annotation>
   <xs:complexType>
      <xs:sequence>
         <xs:element minOccurs="0" name="Sales_OTM_NTM">
            <xs:annotation>
               <xs:documentation>Sales Outside Target Market (OTM) and/or in Negative Target Market (NTM) - Reported as Number of Transactions</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:sequence>
                  <xs:element minOccurs="0" name="RetailInvestorTypeAndSelfService" type="xs:int">
                     <xs:annotation>
                        <xs:documentation>05010_Retail_Investor_Type_AND_Self_Service
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Execution Only or Self Service with Appropriateness Test
If  00050 is set to M or B</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="RetailInvestorTypeAndExecutionWithSuitabilityTest"
                              type="xs:int">
                     <xs:annotation>
                        <xs:documentation>05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Advice or Portfolio Management.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="KnowledgeAndExperienceAndSelfService"
                              type="xs:int">
                     <xs:annotation>
                        <xs:documentation>05030_Knowledge_and_Experience_AND_Self_Service
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Execution Only or Self Service with Appropriateness Test.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="KnowledgeAndExperienceAndWithSuitabilityTest"
                              type="xs:int">
                     <xs:annotation>
                        <xs:documentation>05040_Knowledge_and_Experience_AND_With_Suitability_Test
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Advice or Portfolio Management.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="AbilityToBearLossesAndWithSuitabilityTestFrance"
                              type="xs:int">
                     <xs:annotation>
                        <xs:documentation>05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France
Number of transactions reported as identified in conflict with Ability To Bear Losses, using MiFID services Advice or Portfolio Management.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
         <xs:element minOccurs="0" name="Widening">
            <xs:annotation>
               <xs:documentation>Widening of Distribution Strategy Reporting Fields (ESMA para 51)</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:sequence>
                  <xs:element minOccurs="0"
                              name="OutsideIntendedDistributionStrategyRetailAndSelfService">
                     <xs:annotation>
                        <xs:documentation>06010_Outside_Intended_Distribution_Strategy_Retail_And_Self_Service
In reference to ESMA Product Governance Guidelines Article 51 this field is used to disclose if the Distribution Strategy of the Distributor is widened in relation to the Distribution Strategy intended by the Manufacturer with regards to Retail Clients.</xs:documentation>
                     </xs:annotation>
                     <xs:simpleType>
                        <xs:restriction base="xs:string">
                           <xs:enumeration value="Y"/>
                           <xs:enumeration value="N"/>
                        </xs:restriction>
                     </xs:simpleType>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>