SubmitterEntityInformation

/FundsXML4/RegulatoryReportings/DirectReporting/EFTs/EFT/DataSetInformation/SubmitterEntityInformation

Diagram

SubmitterEntityInformation Name (anonymous) Identifier (anonymous) IdentifierType (anonymous) PositionInTheDistributionChain (anonymous)

Properties

Type
(anonymous)
Cardinality
1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
6
Sample Data

Child Elements & Attributes

Name (XPath) Type Documentation Sample Data
/RegulatoryReportings/.../Name (anonymous)

01010_Submitter_Entity_Name
Name of the Entity distributing the financial instrument. The one who is responsible for the Distributor Target Market

ExampleText
/RegulatoryReportings/.../Identifier (anonymous)

01020_Submitter_Entity_identifier
Identification of the Distribution Entity
: the one who is responsible for the Distributor Target Market or Nothing (N)
LEI, National Identity Number, N

ExampleText
/RegulatoryReportings/.../IdentifierType (anonymous)

02030_Recipient_Entity_identifier_Type
LEI of the recipient entity or National identifier or Nothing
L or NI or No

No
/RegulatoryReportings/.../PositionInTheDistributionChain (anonymous)

02040_Recipient_Entity_Position_In_The_Distribution_Chain
One of the following items

  • Manufacturer
  • Distributor (The one doing the sales)
  • Intermediary (e.g. platform)
    M or D or I (intermediary / platform)
M

XML Snippet

<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
            xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            name="SubmitterEntityInformation">
   <xs:complexType>
      <xs:sequence>
         <xs:element name="Name">
            <xs:annotation>
               <xs:documentation>01010_Submitter_Entity_Name
Name of the Entity distributing the financial instrument. The one who is responsible for the Distributor Target Market</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:maxLength value="255"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element name="Identifier">
            <xs:annotation>
               <xs:documentation>01020_Submitter_Entity_identifier
Identification of the Distribution Entity
: the one who is responsible for the Distributor Target Market or Nothing (N)
LEI, National Identity Number, N</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:maxLength value="255"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element name="IdentifierType">
            <xs:annotation>
               <xs:documentation>02030_Recipient_Entity_identifier_Type
LEI of the recipient entity or National identifier or Nothing
L or NI or No</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:enumeration value="L"/>
                  <xs:enumeration value="NI"/>
                  <xs:enumeration value="No"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element name="PositionInTheDistributionChain">
            <xs:annotation>
               <xs:documentation>02040_Recipient_Entity_Position_In_The_Distribution_Chain
One of the following items
- Manufacturer
-  Distributor (The one doing the sales)
- Intermediary (e.g. platform)
M or D or I (intermediary / platform)</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:enumeration value="M"/>
                  <xs:enumeration value="D"/>
                  <xs:enumeration value="I"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>