Counterparty_sector

/FundsXML4/RegulatoryReportings/IndirectReporting/TripartiteTemplateSolvencyII_V5/Portfolio/Positions/Position/AdditionalInformation/Counterparty_sector

Diagram

Counterparty_sector A137 - One of the options in the following closed list should be used for CIC category 8 and for the following CIC categories if the instrument does not have an ISIN code (i.e. if Asset ID Code and Type of code C0010 does not start with either “ISIN/” or “CAU/ISIN/”): CIC category 1, CIC category 2, CIC category 3, CIC category 5 and CIC category 6: 1 – central bank (ESA 2010 sector S.121) 2 – deposit-taking corporations except the central bank (ESA 2010 sector S.122) 3 – money market funds (ESA 2010 sector S.123) 4 – investment funds other than money market funds (ESA 2010 sector S.124) 5 – other financial intermediaries, except insurance corporations and pension funds (excluding financial vehicle corporations engaged in securitisation transactions) + financial auxiliaries + captive financial institutions and money lenders (ESA 2010 sector S.125 excluding FVCs + ESA 2010 sector S.126 + ESA 2010 sector S.127) 6 – financial vehicle corporations engaged in securitisation transactions (a subdivision of ESA 2010 sector S.125) 7 – insurance corporations (ESA 2010 sector S.128) 8 – pension funds (ESA 2010 sector S.129) 9 – non-financial corporations (ESA 2010 sector S.11) 10 – general government (ESA 2010 sector S.13) 11 – households and non-profit institutions serving households (ESA 2010 sector S.14 + ESA 2010 sector S.15) For CIC category 7, one of the options in the following closed list should be selected: 12 – central bank (ESA 2010 sector S.121), deposit-taking corporations except the central bank (ESA 2010 sector S.122) and money market funds (ESA 2010 sector S.123) 13 – non-MFIs, not included under 12

Documentation

A137 - One of the options in the following closed list should be used for CIC category 8 and for the following CIC categories if the instrument does not have an ISIN code (i.e. if Asset ID Code and Type of code C0010 does not start with either “ISIN/” or “CAU/ISIN/”):

CIC category 1, CIC category 2, CIC category 3, CIC category 5 and CIC category 6:
1 – central bank (ESA 2010 sector S.121)
2 – deposit-taking corporations except the central bank (ESA 2010 sector S.122)
3 – money market funds (ESA 2010 sector S.123)
4 – investment funds other than money market funds (ESA 2010 sector S.124)
5 – other financial intermediaries, except insurance corporations and pension funds (excluding financial vehicle corporations engaged in securitisation transactions) + financial auxiliaries + captive financial institutions and money lenders (ESA 2010 sector S.125 excluding FVCs + ESA 2010 sector S.126 + ESA 2010 sector S.127)
6 – financial vehicle corporations engaged in securitisation transactions (a subdivision of ESA 2010 sector S.125)
7 – insurance corporations (ESA 2010 sector S.128)
8 – pension funds (ESA 2010 sector S.129)
9 – non-financial corporations (ESA 2010 sector S.11)
10 – general government (ESA 2010 sector S.13)
11 – households and non-profit institutions serving households (ESA 2010 sector S.14 + ESA 2010 sector S.15)

For CIC category 7, one of the options in the following closed list should be selected:
12 – central bank (ESA 2010 sector S.121), deposit-taking corporations except the central bank (ESA 2010 sector S.122) and money market funds (ESA 2010 sector S.123)
13 – non-MFIs, not included under 12

Properties

Type
(anonymous)
Cardinality
0..1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
8
Sample Data
3
Restrictions
Base: xs:int
MinInclusive: 1
MaxInclusive: 13

XML Snippet

<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
            xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            minOccurs="0"
            name="Counterparty_sector">
   <xs:annotation>
      <xs:documentation>A137 - One of the options in the following closed list should be used for CIC category 8 and for the following CIC categories if the instrument does not have an ISIN code (i.e. if Asset ID Code and Type of code C0010 does not start with either “ISIN/” or “CAU/ISIN/”): 

CIC category 1, CIC category 2, CIC category 3, CIC category 5 and CIC category 6: 
1 – central bank (ESA 2010 sector S.121)
2 – deposit-taking corporations except the central bank (ESA 2010 sector S.122)
3 – money market funds (ESA 2010 sector S.123)
4 – investment funds other than money market funds (ESA 2010 sector S.124)
5 – other financial intermediaries, except insurance corporations and pension funds (excluding financial vehicle corporations engaged in securitisation transactions) + financial auxiliaries + captive financial institutions and money lenders (ESA 2010 sector S.125 excluding FVCs + ESA 2010 sector S.126 + ESA 2010 sector S.127) 
6 – financial vehicle corporations engaged in securitisation transactions (a subdivision of ESA 2010 sector S.125) 
7 – insurance corporations (ESA 2010 sector S.128)
8 – pension funds (ESA 2010 sector S.129)
9 – non-financial corporations (ESA 2010 sector S.11)
10 – general government (ESA 2010 sector S.13)
11 – households and non-profit institutions serving households (ESA 2010 sector S.14 + ESA 2010 sector S.15) 

For CIC category 7, one of the options in the following closed list should be selected:
12 – central bank (ESA 2010 sector S.121), deposit-taking corporations except the central bank (ESA 2010 sector S.122) and money market funds (ESA 2010 sector S.123)
13 – non-MFIs, not included under 12
 </xs:documentation>
   </xs:annotation>
   <xs:simpleType>
      <xs:restriction base="xs:int">
         <xs:minInclusive value="1"/>
         <xs:maxInclusive value="13"/>
      </xs:restriction>
   </xs:simpleType>
</xs:element>