ScreeningCriteria
/FundsXML4/RegulatoryReportings/DirectReporting/EET1.0/EET/ScreeningCriteria
Diagram
Documentation
40000 - 54070
Properties
- Type
- (anonymous)
- Cardinality
- 0..1
- Namespace
- xs = "http://www.w3.org/2001/XMLSchema"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#" - Level
- 5
- Sample Data
Child Elements & Attributes
| Name (XPath) | Type | Documentation | Sample Data |
|---|---|---|---|
| /RegulatoryReportings/.../ExistingNegativeScreeningStrategy | EETYesNoType | 40000_Financial_Instrument_Existing_Negative_Screening_Strategy Y or N |
N |
| /RegulatoryReportings/.../LinkToExclusionPolicyAndCriteria | xs:anyURI | 40010_Financial_Instrument_Link_To_Exclusion_Policy_And_Criteria |
|
| /RegulatoryReportings/.../SectorsBasedExclusions | (anonymous) | 50100 - 52130 |
|
| /RegulatoryReportings/.../NormBasedExclusions | (anonymous) | 52200 - 52220 |
|
| /RegulatoryReportings/.../SovereignLevelExclusions | (anonymous) | 53000 - 53060 |
|
| /RegulatoryReportings/.../RealEstateExclusions | (anonymous) | 54000 - 54070 |
XML Snippet
<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
xmlns:xs="http://www.w3.org/2001/XMLSchema"
minOccurs="0"
name="ScreeningCriteria">
<xs:annotation>
<xs:documentation>40000 - 54070</xs:documentation>
</xs:annotation>
<xs:complexType>
<xs:sequence>
<xs:element name="ExistingNegativeScreeningStrategy" type="EETYesNoType">
<xs:annotation>
<xs:documentation>40000_Financial_Instrument_Existing_Negative_Screening_Strategy</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="LinkToExclusionPolicyAndCriteria"
type="xs:anyURI">
<xs:annotation>
<xs:documentation>40010_Financial_Instrument_Link_To_Exclusion_Policy_And_Criteria</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="SectorsBasedExclusions">
<xs:annotation>
<xs:documentation>50100 - 52130</xs:documentation>
</xs:annotation>
<xs:complexType>
<xs:sequence>
<xs:element minOccurs="0"
name="PornographyAdultEntertainmentServicesExclusion"
type="EETExclusionType">
<xs:annotation>
<xs:documentation>50100 - 50130</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="AlcoholExclusion" type="EETExclusionType">
<xs:annotation>
<xs:documentation>50200 - 50230</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="AnimalTestingExclusion" type="EETExclusionType">
<xs:annotation>
<xs:documentation>50300 - 50330</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="CannabisExclusion" type="EETExclusionType">
<xs:annotation>
<xs:documentation>50400 - 50430</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="ConventionalWeaponsExclusion"
type="EETExclusionType">
<xs:annotation>
<xs:documentation>50500 - 50530</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="CoalExclusion" type="EETEnhancedExclusionType">
<xs:annotation>
<xs:documentation>50600 - 50660</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="FactoryFarmingExclusion"
type="EETExclusionType">
<xs:annotation>
<xs:documentation>50700 - 50730</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="FurExclusion" type="EETExclusionType">
<xs:annotation>
<xs:documentation>50800 - 50830</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="GamblingExclusion" type="EETExclusionType">
<xs:annotation>
<xs:documentation>50900 - 50930</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="GasExclusion" type="EETEnhancedExclusionType">
<xs:annotation>
<xs:documentation>51000 - 51060</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="GeneticEngineeringExclusion"
type="EETExclusionType">
<xs:annotation>
<xs:documentation>51100 - 51130</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="GeneticallyModifiedOrganismsExclusion"
type="EETExclusionType">
<xs:annotation>
<xs:documentation>51200 - 51230</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="NuclearEnergyExclusion" type="EETExclusionType">
<xs:annotation>
<xs:documentation>51300 - 51330</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="NuclearWeaponsExclusion"
type="EETExclusionType">
<xs:annotation>
<xs:documentation>51400 - 51430</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="OilExclusion" type="EETEnhancedExclusionType">
<xs:annotation>
<xs:documentation>51500 - 51560</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="OtherFossilFuelExclusion"
type="EETEnhancedExclusionType">
<xs:annotation>
<xs:documentation>51600 - 51660</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="PalmOilExclusion" type="EETExclusionType">
<xs:annotation>
<xs:documentation>51700 - 51730</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="PesticidesExclusion" type="EETExclusionType">
<xs:annotation>
<xs:documentation>51800 - 51830</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="ResearchOnHumanEmbryosExclusion"
type="EETExclusionType">
<xs:annotation>
<xs:documentation>51900 - 51930</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="TobaccoExclusion" type="EETExclusionType">
<xs:annotation>
<xs:documentation>52000 - 52030</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="UnconventionalWeaponsExclusion"
type="EETExclusionType">
<xs:annotation>
<xs:documentation>52100 - 52130</xs:documentation>
</xs:annotation>
</xs:element>
</xs:sequence>
</xs:complexType>
</xs:element>
<xs:element minOccurs="0" name="NormBasedExclusions">
<xs:annotation>
<xs:documentation>52200 - 52220</xs:documentation>
</xs:annotation>
<xs:complexType>
<xs:sequence>
<xs:element minOccurs="0" name="UNGC_Exclusion" type="EETYesNoType">
<xs:annotation>
<xs:documentation>52200_Financial_Instrument_UNGC_Exclusion</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="OECD_Guidelines_Exclusion" type="EETYesNoType">
<xs:annotation>
<xs:documentation>52210_Financial_Instrument_OECD_Guidelines_Exclusion</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="ILO_Exclusion" type="EETYesNoType">
<xs:annotation>
<xs:documentation>52220_Financial_Instrument_ILO_Exclusion</xs:documentation>
</xs:annotation>
</xs:element>
</xs:sequence>
</xs:complexType>
</xs:element>
<xs:element minOccurs="0" name="SovereignLevelExclusions">
<xs:annotation>
<xs:documentation>53000 - 53060</xs:documentation>
</xs:annotation>
<xs:complexType>
<xs:sequence>
<xs:element minOccurs="0" name="NuclearWeaponsExclusion" type="EETYesNoType">
<xs:annotation>
<xs:documentation>53000_Financial_Instrument_Nuclear_Weapons_Exclusion</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="NonProliferationTreatyOfNuclearWeapons"
type="EETYesNoType">
<xs:annotation>
<xs:documentation>53010_Financial_Instrument_Non-proliferation_Treaty_Of_Nuclear_Weapons</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="QualitativeExclusionOfCountries">
<xs:annotation>
<xs:documentation>53020_Financial_Instrument_Qualitative_Exclusion_Of_Countries:
A- Freedomhouse
I - Internal method
N - None</xs:documentation>
</xs:annotation>
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:enumeration value="A"/>
<xs:enumeration value="I"/>
<xs:enumeration value="N"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
<xs:element minOccurs="0" name="CorruptionExclusion" type="EETYesNoType">
<xs:annotation>
<xs:documentation>53030_Financial_Instrument_Corruption_Exclusion</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="DeathSentenceExclusion" type="EETYesNoType">
<xs:annotation>
<xs:documentation>53040_Financial_Instrument_Death_Sentence_Exclusion</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="WarExclusion" type="EETYesNoType">
<xs:annotation>
<xs:documentation>53050_Financial_Instrument_War_Exclusion</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="NonRatificationOfParisAgreementExclusion"
type="EETYesNoType">
<xs:annotation>
<xs:documentation>53060_Financial_Instrument_Non_Ratification_Of_Paris_Agreement_Exclusion</xs:documentation>
</xs:annotation>
</xs:element>
</xs:sequence>
</xs:complexType>
</xs:element>
<xs:element minOccurs="0" name="RealEstateExclusions">
<xs:annotation>
<xs:documentation>54000 - 54070</xs:documentation>
</xs:annotation>
<xs:complexType>
<xs:sequence>
<xs:element minOccurs="0"
name="EnergyConsumptionMonitoring"
type="EETYesNoType">
<xs:annotation>
<xs:documentation>54000_Financial_Instrument_ESG_Energy_Consumption_Monitoring</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="GreenhouseGasEmissionMonitoring"
type="EETYesNoType">
<xs:annotation>
<xs:documentation>54010_Financial_Instrument_ESG_GHG_Emission_Monitoring</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="WaterConsumptionMonitoring" type="EETYesNoType">
<xs:annotation>
<xs:documentation>54020_Financial_Instrument_ESG_Water_Consumption_Monitoring</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="WasteFinancialInstrumentionMonitoring"
type="EETYesNoType">
<xs:annotation>
<xs:documentation>54030_Financial_Instrument_ESG_Waste_Financial_Instrumention_Monitoring</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="EnvironmentalHealthMonitoring"
type="EETYesNoType">
<xs:annotation>
<xs:documentation>54040_Financial_Instrument_ESG_Environmental_Health_Monitoring</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="SupplierMonitoring" type="EETYesNoType">
<xs:annotation>
<xs:documentation>54050_Financial_Instrument_ESG_Supplier_Monitoring</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="SafetyMonitoring" type="EETYesNoType">
<xs:annotation>
<xs:documentation>54060_Financial_Instrument_ESG_Safety_Monitoring</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="BiodiversityMonitoring" type="EETYesNoType">
<xs:annotation>
<xs:documentation>54070_Financial_Instrument_ESG_Biodiversity_Monitoring</xs:documentation>
</xs:annotation>
</xs:element>
</xs:sequence>
</xs:complexType>
</xs:element>
</xs:sequence>
</xs:complexType>
</xs:element>