ScreeningCriteria

/FundsXML4/RegulatoryReportings/DirectReporting/EET1.1.2/EET1.1.2/ScreeningCriteria

Diagram

ScreeningCriteria 40000 - 54070 ExistingNegativeScreeningStrategy EETYesNoType 0..1 LinkToExclusionPolicyAndCriteria xs:anyURI 0..1 SectorsBasedExclusions (anonymous) 0..1 NormBasedExclusions (anonymous) 0..1 SovereignLevelExclusions (anonymous) 0..1 RealEstateExclusions (anonymous) 0..1

Documentation

40000 - 54070

Properties

Type
(anonymous)
Cardinality
0..1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
5
Sample Data

Child Elements & Attributes

Name (XPath) Type Documentation Sample Data
/RegulatoryReportings/.../ExistingNegativeScreeningStrategy EETYesNoType

40000_Financial_Instrument_Existing_Negative_Screening_Strategy
Yes / No

Y or N

N
/RegulatoryReportings/.../LinkToExclusionPolicyAndCriteria xs:anyURI

40010_Financial_Instrument_Link_To_Exclusion_Policy_And_Criteria

/RegulatoryReportings/.../SectorsBasedExclusions (anonymous)

50100 - 52130

/RegulatoryReportings/.../NormBasedExclusions (anonymous)

52200 - 52220

/RegulatoryReportings/.../SovereignLevelExclusions (anonymous)

53000 - 53060

/RegulatoryReportings/.../RealEstateExclusions (anonymous)

54000 - 54070

XML Snippet

<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
            xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            minOccurs="0"
            name="ScreeningCriteria">
   <xs:annotation>
      <xs:documentation>40000 - 54070</xs:documentation>
   </xs:annotation>
   <xs:complexType>
      <xs:sequence>
         <xs:element minOccurs="0"
                     name="ExistingNegativeScreeningStrategy"
                     type="EETYesNoType">
            <xs:annotation>
               <xs:documentation>40000_Financial_Instrument_Existing_Negative_Screening_Strategy
Yes / No
</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0"
                     name="LinkToExclusionPolicyAndCriteria"
                     type="xs:anyURI">
            <xs:annotation>
               <xs:documentation>40010_Financial_Instrument_Link_To_Exclusion_Policy_And_Criteria</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0" name="SectorsBasedExclusions">
            <xs:annotation>
               <xs:documentation>50100 - 52130</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:sequence>
                  <xs:element minOccurs="0"
                              name="PornographyAdultEntertainmentServicesExclusion"
                              type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>50100 - 50130</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="AlcoholExclusion" type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>50200 - 50230</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="AnimalTestingExclusion"
                              type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>50300 - 50330</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="CannabisExclusion" type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>50400 - 50430</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="ConventionalWeaponsExclusion"
                              type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>50500 - 50530</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="CoalExclusion"
                              type="EETEnhancedExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>50600 - 50660</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="FactoryFarmingExclusion"
                              type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>50700 - 50730</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="FurExclusion" type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>50800 - 50830</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="GamblingExclusion" type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>50900 - 50930</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="GasExclusion"
                              type="EETEnhancedExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>51000 - 51060</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="GeneticEngineeringExclusion"
                              type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>51100 - 51130</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="GeneticallyModifiedOrganismsExclusion"
                              type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>51200 - 51230</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="NuclearEnergyExclusion"
                              type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>51300 - 51330</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="NuclearWeaponsExclusion"
                              type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>51400 - 51430</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="OilExclusion"
                              type="EETEnhancedExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>51500 - 51560</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="OtherFossilFuelExclusion"
                              type="EETEnhancedExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>51600 - 51660</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="PalmOilExclusion" type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>51700 - 51730</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="PesticidesExclusion" type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>51800 - 51830</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="ResearchOnHumanEmbryosExclusion"
                              type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>51900 - 51930</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="TobaccoExclusion" type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>52000 - 52030</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="UnconventionalWeaponsExclusion"
                              type="EETExclusionType1.1">
                     <xs:annotation>
                        <xs:documentation>52100 - 52130</xs:documentation>
                     </xs:annotation>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
         <xs:element minOccurs="0" name="NormBasedExclusions">
            <xs:annotation>
               <xs:documentation>52200 - 52220</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:sequence>
                  <xs:element minOccurs="0" name="UNGC_Exclusion" type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>52200_Financial_Instrument_UNGC_Exclusion</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="OECD_Guidelines_Exclusion" type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>52210_Financial_Instrument_OECD_Guidelines_Exclusion</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="ILO_Exclusion" type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>52220_Financial_Instrument_ILO_Exclusion</xs:documentation>
                     </xs:annotation>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
         <xs:element minOccurs="0" name="SovereignLevelExclusions">
            <xs:annotation>
               <xs:documentation>53000 - 53060</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:sequence>
                  <xs:element minOccurs="0" name="NuclearWeaponsExclusion" type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>53000_Financial_Instrument_Nuclear_Weapons_Exclusion</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="NonProliferationTreatyOfNuclearWeapons"
                              type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>53010_Financial_Instrument_Non-proliferation_Treaty_Of_Nuclear_Weapons</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="QualitativeExclusionOfCountries">
                     <xs:annotation>
                        <xs:documentation>53020_Financial_Instrument_Qualitative_Exclusion_Of_Countries:
A- Freedomhouse
I - Internal method
N - None</xs:documentation>
                     </xs:annotation>
                     <xs:simpleType>
                        <xs:restriction base="xs:string">
                           <xs:enumeration value="A"/>
                           <xs:enumeration value="I"/>
                           <xs:enumeration value="N"/>
                        </xs:restriction>
                     </xs:simpleType>
                  </xs:element>
                  <xs:element minOccurs="0" name="CorruptionExclusion" type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>53030_Financial_Instrument_Corruption_Exclusion</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="DeathSentenceExclusion" type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>53040_Financial_Instrument_Death_Sentence_Exclusion</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="WarExclusion" type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>53050_Financial_Instrument_War_Exclusion</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="NonRatificationOfParisAgreementExclusion"
                              type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>53060_Financial_Instrument_Non_Ratification_Of_Paris_Agreement_Exclusion</xs:documentation>
                     </xs:annotation>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
         <xs:element minOccurs="0" name="RealEstateExclusions">
            <xs:annotation>
               <xs:documentation>54000 - 54070</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:sequence>
                  <xs:element minOccurs="0"
                              name="EnergyConsumptionMonitoring"
                              type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>54000_Financial_Instrument_ESG_Energy_Consumption_Monitoring</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="GreenhouseGasEmissionMonitoring"
                              type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>54010_Financial_Instrument_ESG_GHG_Emission_Monitoring</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="WaterConsumptionMonitoring" type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>54020_Financial_Instrument_ESG_Water_Consumption_Monitoring</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="WasteFinancialInstrumentMonitoring"
                              type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>54030_Financial_Instrument_ESG_Waste_Financial_Instrument_Monitoring</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="EnvironmentalHealthMonitoring"
                              type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>54040_Financial_Instrument_ESG_Environmental_Health_Monitoring</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="SupplierMonitoring" type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>54050_Financial_Instrument_ESG_Supplier_Monitoring</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="SafetyMonitoring" type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>54060_Financial_Instrument_ESG_Safety_Monitoring</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="BiodiversityMonitoring" type="EETYesNoType">
                     <xs:annotation>
                        <xs:documentation>54070_Financial_Instrument_ESG_Biodiversity_Monitoring</xs:documentation>
                     </xs:annotation>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>