Sales_OTM_NTM

/FundsXML4/RegulatoryReportings/DirectReporting/EFTs/EFT/DeviationReportDistributorTargetMarketPerspective/Sales_OTM_NTM

Diagram

Sales_OTM_NTM RetailInvestorTypeAndSelfServiceVsDistributorTM_Italy xs:int [0..1] RetailInvestorTypeAndAdviceVsDistributorTM_Italy xs:int [0..1] KnowledgeAndExperienceAndSelfServiceVsDistributorTM_Italy xs:int [0..1] KnowledgeAndExperienceAndWithSuitabilityTestVsDistributorTM_Italy xs:int [0..1]

Documentation

EN

Sales outside or not in target market - deviation statistics

DE

Verkäufe außerhalb oder nicht im Zielmarkt - Abweichungsstatistiken

FR

Ventes hors ou non dans le marché cible - statistiques de déviation

NL

Verkopen buiten of niet in de doelmarkt - afwijkingsstatistieken

ES

Ventas fuera o no en el mercado objetivo - estadísticas de desviación

IT

Vendite fuori o non nel mercato target - statistiche di deviazione

HU

Célpiacon kívüli vagy nem célpiaci értékesítések - eltérési statisztikák

CS

Prodeje mimo nebo ne na cílovém trhu - statistiky odchylek

Properties

Type
(anonymous)
Cardinality
0..1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
vc = "http://www.w3.org/2007/XMLSchema-versioning"
xml = "http://www.w3.org/XML/1998/namespace"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
6

Child Elements & Attributes

Child elements and attributes of this element
Name (XPath) Type Documentation Sample Data
xs:int

07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Execution Only or Self Service with Appropriateness Test.
If 00050 is set to D or B

07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Anzahl der Transaktionen, die als im Konflikt mit dem Retail-Anlegertyp identifiziert wurden, unter Verwendung von MiFID-Diensten Execution Only oder Self Service mit Angemessenheitstest.
Wenn 00050 auf D oder B gesetzt ist

07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Numéro de transactions reported comme identified dans conflict avec Particulier Investisseur Type, using MiFID services Execution Only ou Self Service avec Appropriateness Test.
If 00050 est set à D ou B

07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Nummer van transactions reported als identified in conflict met Particulier Belegger Type, using MiFID services Execution Only van Self Service met Appropriateness Test.
If 00050 is set naar D van B

07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Numero de transacciones reportadas como identificadas en conflicto con el tipo de inversor minorista, utilizando servicios MiFID Execution Only o Self Service con test de idoneidad.
Si 00050 esta establecido en D o B

07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italia
Numero di operazioni segnalate come identificate in conflitto con la tipologia dell'investitore al dettaglio, utilizzando i servizi MiFID Execution Only o Self Service con Appropriateness Test.
Se 00050 è impostato su D o B

07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Execution Only or Self Service with Appropriateness Test.
If 00050 is set to D or B

07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Szam of transactions reported as identified in conflict with Retail Befekteto Tipus, using MiFID services Execution Only or Self Service with Appropriateness Test.
If 00050 is set to D or B

2027
xs:int

07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID service Advice.
If 00050 is set to D or B

07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Anzahl der Transaktionen, die als im Konflikt mit dem Retail-Anlegertyp identifiziert wurden, unter Verwendung des MiFID-Dienstes Beratung.
Wenn 00050 auf D oder B gesetzt ist

07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Numéro de transactions reported comme identified dans conflict avec Particulier Investisseur Type, using MiFID service Advice.
If 00050 est set à D ou B

07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Nummer van transactions reported als identified in conflict met Particulier Belegger Type, using MiFID service Advice.
If 00050 is set naar D van B

07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Numero de transacciones reportadas como identificadas en conflicto con el tipo de inversor minorista, utilizando el servicio MiFID de asesoramiento.
Si 00050 esta establecido en D o B

07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italia
Numero di transazioni segnalate come identificate in conflitto con la tipologia di investitore al dettaglio, utilizzando il servizio di consulenza MiFID.
Se 00050 è impostato su D o B

07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID service Advice.
If 00050 is set to D or B

07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Szam of transactions reported as identified in conflict with Retail Befekteto Tipus, using MiFID service Advice.
If 00050 is set to D or B

1825
xs:int

07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Execution Only or Self Service with Appropriateness Test.
If 00050 is set to D or B

07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Anzahl der Transaktionen, die als im Konflikt mit Kenntnissen und Erfahrungen identifiziert wurden, unter Verwendung von MiFID-Diensten Execution Only oder Self Service mit Angemessenheitstest.
Wenn 00050 auf D oder B gesetzt ist

07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Numéro de transactions reported comme identified dans conflict avec Knowledge et Experience, using MiFID services Execution Only ou Self Service avec Appropriateness Test.
If 00050 est set à D ou B

07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Nummer van transactions reported als identified in conflict met Knowledge en Experience, using MiFID services Execution Only van Self Service met Appropriateness Test.
If 00050 is set naar D van B

07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Numero de transacciones reportadas como identificadas en conflicto con conocimientos y experiencia, utilizando servicios MiFID Execution Only o Self Service con test de idoneidad.
Si 00050 esta establecido en D o B

07030_Conoscenza_ed_Esperienza_AND_Self_Service_vs_DistributoreTM_Italia
Numero di transazioni segnalate come identificate in conflitto con Conoscenza ed Esperienza, utilizzando i servizi MiFID Execution Only o Self Service con Appropriateness Test.
Se 00050 è impostato su D o B

07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Execution Only or Self Service with Appropriateness Test.
If 00050 is set to D or B

07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Szam of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Execution Only or Self Service with Appropriateness Test.
If 00050 is set to D or B

3734
xs:int

07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Advice or Portfolio Management.
If 00050 is set to D or B

07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Anzahl der Transaktionen, die als im Konflikt mit Kenntnissen und Erfahrungen identifiziert wurden, unter Verwendung von MiFID-Diensten Beratung oder Portfoliomanagement.
Wenn 00050 auf D oder B gesetzt ist

07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Numéro de transactions reported comme identified dans conflict avec Knowledge et Experience, using MiFID services Advice ou Portefeuille Management.
If 00050 est set à D ou B

07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Nummer van transactions reported als identified in conflict met Knowledge en Experience, using MiFID services Advice van Portefeuille Management.
If 00050 is set naar D van B

07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Numero de transacciones reportadas como identificadas en conflicto con conocimientos y experiencia, utilizando servicios MiFID de asesoramiento o gestion de carteras.
Si 00050 esta establecido en D o B

07040_Conoscenza_ed_Esperienza_AND_Con_Test_di_Idoneità_vs_DistributoreTM_Italia
Numero di transazioni segnalate come identificate in conflitto con Conoscenza ed Esperienza, utilizzando i servizi MiFID di Consulenza o Gestione del Portafoglio.
Se 00050 è impostato su D o B

07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Advice or Portfolio Management.
If 00050 is set to D or B

07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Szam of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Advice or Portfolio Management.
If 00050 is set to D or B

699

Element Definition

<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
            xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
            xmlns:vc="http://www.w3.org/2007/XMLSchema-versioning"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            minOccurs="0"
            name="Sales_OTM_NTM">
   <xs:annotation>
      <xs:documentation xml:lang="en">Sales outside or not in target market - deviation statistics</xs:documentation>
      <xs:documentation xml:lang="de">Verkäufe außerhalb oder nicht im Zielmarkt - Abweichungsstatistiken</xs:documentation>
      <xs:documentation xml:lang="fr">Ventes hors ou non dans le marché cible - statistiques de déviation</xs:documentation>
      <xs:documentation xml:lang="nl">Verkopen buiten of niet in de doelmarkt - afwijkingsstatistieken</xs:documentation>
      <xs:documentation xml:lang="es">Ventas fuera o no en el mercado objetivo - estadísticas de desviación</xs:documentation>
      <xs:documentation xml:lang="it">Vendite fuori o non nel mercato target - statistiche di deviazione</xs:documentation>
      <xs:documentation xml:lang="hu">Célpiacon kívüli vagy nem célpiaci értékesítések - eltérési statisztikák</xs:documentation>
      <xs:documentation xml:lang="cs">Prodeje mimo nebo ne na cílovém trhu - statistiky odchylek</xs:documentation>
   </xs:annotation>
   <xs:complexType>
      <xs:sequence>
         <xs:element minOccurs="0"
                     name="RetailInvestorTypeAndSelfServiceVsDistributorTM_Italy"
                     type="xs:int">
            <xs:annotation>
               <xs:documentation xml:lang="en">07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Execution Only or Self Service with Appropriateness Test.
If  00050 is set to D or B</xs:documentation>
               <xs:documentation xml:lang="de">07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Anzahl der Transaktionen, die als im Konflikt mit dem Retail-Anlegertyp identifiziert wurden, unter Verwendung von MiFID-Diensten Execution Only oder Self Service mit Angemessenheitstest.
Wenn 00050 auf D oder B gesetzt ist</xs:documentation>
               <xs:documentation xml:lang="fr">07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Numéro de transactions reported comme identified dans conflict avec Particulier Investisseur Type, using MiFID services Execution Only ou Self Service avec Appropriateness Test.
If 00050 est set à D ou B</xs:documentation>
               <xs:documentation xml:lang="nl">07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Nummer van transactions reported als identified in conflict met Particulier Belegger Type, using MiFID services Execution Only van Self Service met Appropriateness Test.
If 00050 is set naar D van B</xs:documentation>
               <xs:documentation xml:lang="es">07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Numero de transacciones reportadas como identificadas en conflicto con el tipo de inversor minorista, utilizando servicios MiFID Execution Only o Self Service con test de idoneidad.
Si 00050 esta establecido en D o B</xs:documentation>
               <xs:documentation xml:lang="it">07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italia
Numero di operazioni segnalate come identificate in conflitto con la tipologia dell'investitore al dettaglio, utilizzando i servizi MiFID Execution Only o Self Service con Appropriateness Test.
Se 00050 è impostato su D o B</xs:documentation>
               <xs:documentation xml:lang="cs">07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Execution Only or Self Service with Appropriateness Test.
If  00050 is set to D or B</xs:documentation>
               <xs:documentation xml:lang="hu">07010_Retail_Investor_Type_AND_Self_Service_vs_DistributorTM_Italy
Szam of transactions reported as identified in conflict with Retail Befekteto Tipus, using MiFID services Execution Only or Self Service with Appropriateness Test.
If  00050 is set to D or B</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0"
                     name="RetailInvestorTypeAndAdviceVsDistributorTM_Italy"
                     type="xs:int">
            <xs:annotation>
               <xs:documentation xml:lang="en">07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID service Advice.
If  00050 is set to D or B</xs:documentation>
               <xs:documentation xml:lang="de">07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Anzahl der Transaktionen, die als im Konflikt mit dem Retail-Anlegertyp identifiziert wurden, unter Verwendung des MiFID-Dienstes Beratung.
Wenn 00050 auf D oder B gesetzt ist</xs:documentation>
               <xs:documentation xml:lang="fr">07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Numéro de transactions reported comme identified dans conflict avec Particulier Investisseur Type, using MiFID service Advice.
If 00050 est set à D ou B</xs:documentation>
               <xs:documentation xml:lang="nl">07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Nummer van transactions reported als identified in conflict met Particulier Belegger Type, using MiFID service Advice.
If 00050 is set naar D van B</xs:documentation>
               <xs:documentation xml:lang="es">07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Numero de transacciones reportadas como identificadas en conflicto con el tipo de inversor minorista, utilizando el servicio MiFID de asesoramiento.
Si 00050 esta establecido en D o B</xs:documentation>
               <xs:documentation xml:lang="it">07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italia
Numero di transazioni segnalate come identificate in conflitto con la tipologia di investitore al dettaglio, utilizzando il servizio di consulenza MiFID.
Se 00050 è impostato su D o B</xs:documentation>
               <xs:documentation xml:lang="cs">07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID service Advice.
If  00050 is set to D or B</xs:documentation>
               <xs:documentation xml:lang="hu">07020_Retail_Investor_Type_AND_Advice_vs_DistributorTM_Italy
Szam of transactions reported as identified in conflict with Retail Befekteto Tipus, using MiFID service Advice.
If  00050 is set to D or B</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0"
                     name="KnowledgeAndExperienceAndSelfServiceVsDistributorTM_Italy"
                     type="xs:int">
            <xs:annotation>
               <xs:documentation xml:lang="en">07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Execution Only or Self Service with Appropriateness Test.
If  00050 is set to D or B</xs:documentation>
               <xs:documentation xml:lang="de">07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Anzahl der Transaktionen, die als im Konflikt mit Kenntnissen und Erfahrungen identifiziert wurden, unter Verwendung von MiFID-Diensten Execution Only oder Self Service mit Angemessenheitstest.
Wenn 00050 auf D oder B gesetzt ist</xs:documentation>
               <xs:documentation xml:lang="fr">07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Numéro de transactions reported comme identified dans conflict avec Knowledge et Experience, using MiFID services Execution Only ou Self Service avec Appropriateness Test.
If 00050 est set à D ou B</xs:documentation>
               <xs:documentation xml:lang="nl">07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Nummer van transactions reported als identified in conflict met Knowledge en Experience, using MiFID services Execution Only van Self Service met Appropriateness Test.
If 00050 is set naar D van B</xs:documentation>
               <xs:documentation xml:lang="es">07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Numero de transacciones reportadas como identificadas en conflicto con conocimientos y experiencia, utilizando servicios MiFID Execution Only o Self Service con test de idoneidad.
Si 00050 esta establecido en D o B</xs:documentation>
               <xs:documentation xml:lang="it">07030_Conoscenza_ed_Esperienza_AND_Self_Service_vs_DistributoreTM_Italia
Numero di transazioni segnalate come identificate in conflitto con Conoscenza ed Esperienza, utilizzando i servizi MiFID Execution Only o Self Service con Appropriateness Test.
Se 00050 è impostato su D o B</xs:documentation>
               <xs:documentation xml:lang="cs">07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Execution Only or Self Service with Appropriateness Test.
If  00050 is set to D or B</xs:documentation>
               <xs:documentation xml:lang="hu">07030_Knowledge_and_Experience_AND_Self_Service_vs_DistributorTM_Italy
Szam of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Execution Only or Self Service with Appropriateness Test.
If  00050 is set to D or B</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0"
                     name="KnowledgeAndExperienceAndWithSuitabilityTestVsDistributorTM_Italy"
                     type="xs:int">
            <xs:annotation>
               <xs:documentation xml:lang="en">07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Advice or Portfolio Management.
If  00050 is set to D or B</xs:documentation>
               <xs:documentation xml:lang="de">07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Anzahl der Transaktionen, die als im Konflikt mit Kenntnissen und Erfahrungen identifiziert wurden, unter Verwendung von MiFID-Diensten Beratung oder Portfoliomanagement.
Wenn 00050 auf D oder B gesetzt ist</xs:documentation>
               <xs:documentation xml:lang="fr">07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Numéro de transactions reported comme identified dans conflict avec Knowledge et Experience, using MiFID services Advice ou Portefeuille Management.
If 00050 est set à D ou B</xs:documentation>
               <xs:documentation xml:lang="nl">07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Nummer van transactions reported als identified in conflict met Knowledge en Experience, using MiFID services Advice van Portefeuille Management.
If 00050 is set naar D van B</xs:documentation>
               <xs:documentation xml:lang="es">07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Numero de transacciones reportadas como identificadas en conflicto con conocimientos y experiencia, utilizando servicios MiFID de asesoramiento o gestion de carteras.
Si 00050 esta establecido en D o B</xs:documentation>
               <xs:documentation xml:lang="it">07040_Conoscenza_ed_Esperienza_AND_Con_Test_di_Idoneità_vs_DistributoreTM_Italia
Numero di transazioni segnalate come identificate in conflitto con Conoscenza ed Esperienza, utilizzando i servizi MiFID di Consulenza o Gestione del Portafoglio.
Se 00050 è impostato su D o B</xs:documentation>
               <xs:documentation xml:lang="cs">07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Advice or Portfolio Management.
If  00050 is set to D or B</xs:documentation>
               <xs:documentation xml:lang="hu">07040_Knowledge_and_Experience_AND_With_Suitability_Test_vs_DistributorTM_Italy
Szam of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Advice or Portfolio Management.
If  00050 is set to D or B</xs:documentation>
            </xs:annotation>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>