ReturnProfile

/FundsXML4/RegulatoryReportings/DirectReporting/EMT_V4_1/FinancialInstrument/TargetMarket/ClientObjectives/ReturnProfile

Diagram

ReturnProfile ClientLookingForPreservation EMTYesNoNeutralType [1] ClientLookingForCapitalGrowth EMTYesNoNeutralType [1] ClientLookingForIncome EMTYesNoNeutralType [1] OptionOrLeveraged EMTYesNoNeutralType [0..1] PensionSchemeGermany EMTYesNoNeutralType [0..1] StructuredSecurity (anonymous) [0..1]

Properties

Type
(anonymous)
Cardinality
1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
7
Sample Data

Child Elements & Attributes

Name (XPath) Type Documentation Sample Data
/RegulatoryReportings/.../ClientLookingForPreservation
EMTYesNoNeutralType

05010: Indicates if the product is compatible with clients looking for preserving their capital.
Products stipulating a capital preservation objective should be YES. For other products, the answer should be NO or NEUTRAL based on a case-by-case analysis. In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.

 Y
/RegulatoryReportings/.../ClientLookingForCapitalGrowth
EMTYesNoNeutralType

05020: Indicates if the product is compatible with clients looking for growing their capital.
In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.

 N
/RegulatoryReportings/.../ClientLookingForIncome
EMTYesNoNeutralType

05030: Indicates if the product is compatible with clients looking for Income.
In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.

 Y
/RegulatoryReportings/.../OptionOrLeveraged
EMTYesNoNeutralType

05050: Yes or No or Neutral

 Y
/RegulatoryReportings/.../PensionSchemeGermany
EMTYesNoNeutralType

05070: Yes or No or Neutral

 N
/RegulatoryReportings/.../StructuredSecurity
(anonymous)

Element Definition

 
<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
            xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            name="ReturnProfile">
   <xs:complexType>
      <xs:sequence>
         <xs:element name="ClientLookingForPreservation" type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation>05010: Indicates if the product is compatible with clients looking for preserving their capital.
Products stipulating a capital preservation objective should be YES. For other products, the answer should be NO or NEUTRAL based on a case-by-case analysis. In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="ClientLookingForCapitalGrowth" type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation>05020: Indicates if the product is compatible with clients looking for growing their capital.
In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="ClientLookingForIncome" type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation>05030: Indicates if the product is compatible with clients looking for Income.
In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0" name="OptionOrLeveraged" type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation>05050: Yes or No or Neutral</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0"
                     name="PensionSchemeGermany"
                     type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation>05070: Yes or No or Neutral</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0" name="StructuredSecurity">
            <xs:complexType>
               <xs:sequence>
                  <xs:element name="Hedging" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation>05040: Yes or No or Neutral
Only for structured Securities</xs:documentation>
                     </xs:annotation>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>