ObjectivesAndInvestmentPolicy

/FundsXML4/RegulatoryReportings/DirectReporting/KIIDs/KIID/ObjectivesAndInvestmentPolicy

Diagram

ObjectivesAndInvestmentPolicy Art.7 Heading xs:string GeneralStrategyDescription xs:string 0..1 MainAssetsHeading xs:string FinancialInstruments (anonymous) 1..∞ DealingFrequencyHeading xs:string DealingFrequency xs:string DistributionPolicyHeading xs:string DistributionPolicy xs:string Benchmark (anonymous) 0..1 OtherInformationOnStrategy (anonymous) 0..1 StructuredFundSpecialInformation (anonymous) 0..1

Documentation

en

Art.7

Properties

Type
(anonymous)
Cardinality
1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
5
Sample Data

Child Elements & Attributes

Name (XPath) Type Documentation Sample Data
/RegulatoryReportings/.../Heading xs:string

'Objectives and Investment Policy'

ExampleText
/RegulatoryReportings/.../GeneralStrategyDescription xs:string

7-1 complement an/or 7-4

ExampleText
/RegulatoryReportings/.../MainAssetsHeading xs:string

7-1a 'Main asset categories'

ExampleText
/RegulatoryReportings/.../FinancialInstruments (anonymous)

7-1a Instruments categories the fund may invest in

/RegulatoryReportings/.../DealingFrequencyHeading xs:string

7-1b 'Frequency of Subscription/redemtion: '

ExampleText
/RegulatoryReportings/.../DealingFrequency xs:string

7-1b Dealing frequency for subscription/redemption (daily, weekly, monthly, ...)

ExampleText
/RegulatoryReportings/.../DistributionPolicyHeading xs:string

7-1e 'Distribution policy: '

ExampleText
/RegulatoryReportings/.../DistributionPolicy xs:string

7-1e Distribution or Capitalization description

ExampleText
/RegulatoryReportings/.../Benchmark (anonymous)

7-1d Reference to a benchmark

/RegulatoryReportings/.../OtherInformationOnStrategy (anonymous)

7-2

/RegulatoryReportings/.../StructuredFundSpecialInformation (anonymous)

Art.7-2b and 36 Additional information for a structured fund

XML Snippet

<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
            xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            name="ObjectivesAndInvestmentPolicy">
   <xs:annotation>
      <xs:documentation xml:lang="en">Art.7</xs:documentation>
   </xs:annotation>
   <xs:complexType>
      <xs:sequence>
         <xs:element name="Heading" type="xs:string">
            <xs:annotation>
               <xs:documentation xml:lang="en">'Objectives and Investment Policy'</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0" name="GeneralStrategyDescription" type="xs:string">
            <xs:annotation>
               <xs:documentation xml:lang="en">7-1 complement an/or 7-4</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="MainAssetsHeading" type="xs:string">
            <xs:annotation>
               <xs:documentation xml:lang="en">7-1a 'Main asset categories'</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element maxOccurs="unbounded" name="FinancialInstruments">
            <xs:annotation>
               <xs:documentation xml:lang="en">7-1a Instruments categories the fund may invest in</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:sequence>
                  <xs:element name="InstrumentCategoryCode" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">Category of eligible instruments</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="InstrumentCategoryDescription" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">1-7-1c - Description of instrument category selection criteria (geographical, economic, market, ...)</xs:documentation>
                     </xs:annotation>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
         <xs:element name="DealingFrequencyHeading" type="xs:string">
            <xs:annotation>
               <xs:documentation xml:lang="en">7-1b 'Frequency of Subscription/redemtion: ' </xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="DealingFrequency" type="xs:string">
            <xs:annotation>
               <xs:documentation xml:lang="en">7-1b Dealing frequency for subscription/redemption (daily, weekly, monthly, ...)</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="DistributionPolicyHeading" type="xs:string">
            <xs:annotation>
               <xs:documentation xml:lang="en">7-1e 'Distribution policy: '</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="DistributionPolicy" type="xs:string">
            <xs:annotation>
               <xs:documentation xml:lang="en">7-1e Distribution or Capitalization description</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0" name="Benchmark">
            <xs:annotation>
               <xs:documentation xml:lang="en">7-1d Reference to a benchmark</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:sequence>
                  <xs:element name="BenchmarkHeading" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">'The fund refers to the following benchmark: '</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="BenchmarkName" type="xs:string"/>
                  <xs:element minOccurs="0" name="BenchmarkPolicy" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">Description of the degree of freedom in relation to the benchmark</xs:documentation>
                     </xs:annotation>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
         <xs:element minOccurs="0" name="OtherInformationOnStrategy">
            <xs:annotation>
               <xs:documentation xml:lang="en">7-2 </xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:sequence>
                  <xs:element name="Heading" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">'Additional information on strategy: '</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="DebtSecuritiesDetails">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">7-2a</xs:documentation>
                     </xs:annotation>
                     <xs:complexType>
                        <xs:sequence>
                           <xs:element minOccurs="0" name="IssuersAllowed" type="xs:string">
                              <xs:annotation>
                                 <xs:documentation xml:lang="en">7-2a Indication of issuers allowed: governments, corporate,...</xs:documentation>
                              </xs:annotation>
                           </xs:element>
                           <xs:element minOccurs="0" name="MinimumRating" type="xs:string">
                              <xs:annotation>
                                 <xs:documentation xml:lang="en">7-2a</xs:documentation>
                              </xs:annotation>
                           </xs:element>
                        </xs:sequence>
                     </xs:complexType>
                  </xs:element>
                  <xs:element minOccurs="0" name="AssetChoiceCritera" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">7-2c Growth, Value or High dividends</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="SpecificTechniquesHeading" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">7-2d 'Specific asset management techniques used: '</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="SpecificTechniquesDescription" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">7-2d Eg. Hedging, arbitrage, leverage, etc.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="TransactionsCostsStatement" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">1-7-2e Impact of portfolio transaction costs due to the fund strategy</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="MinimumRecommendedTermHeading" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">7-1f 'Recommendation: this fund may not be appropriate for investors...'</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="MinimumRecommendedTerm" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">1-7-2f Statement on minimum holding period as an essential element</xs:documentation>
                     </xs:annotation>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
         <xs:element minOccurs="0" name="StructuredFundSpecialInformation">
            <xs:annotation>
               <xs:documentation>Art.7-2b and 36 Additional information for a structured fund</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:sequence>
                  <xs:element name="StructuredFundExplanation" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">Description of elements necessary for a correct understanding of the pay-off</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="PerformanceFactors" type="xs:string"/>
                  <xs:element name="AlgorithmDescription" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">References to the details of the algorithm (reference to the prospectus)</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element maxOccurs="unbounded" name="PerformanceScenario">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">Art.36</xs:documentation>
                     </xs:annotation>
                     <xs:complexType>
                        <xs:sequence>
                           <xs:element name="ScenarioNumber" type="xs:int"/>
                           <xs:element name="ScenarioName" type="xs:string"/>
                           <xs:element name="ScenarioDescription" type="xs:string">
                              <xs:annotation>
                                 <xs:documentation xml:lang="en"/>
                              </xs:annotation>
                           </xs:element>
                           <xs:element name="ScenarioResultingPay-off" type="xs:decimal">
                              <xs:annotation>
                                 <xs:documentation xml:lang="en">Percentage</xs:documentation>
                              </xs:annotation>
                           </xs:element>
                        </xs:sequence>
                     </xs:complexType>
                  </xs:element>
                  <xs:element name="ScenariosWarning" type="xs:string">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">36-6 Scenarios are just examples of possible situations</xs:documentation>
                     </xs:annotation>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>