GeneralInformation

/FundsXML4/RegulatoryReportings/DirectReporting/EMT/FinancialInstrument/GeneralInformation

Diagram

GeneralInformation General Financial Instrument Information Code (anonymous) CodificationSystem (anonymous) InstrumentName (anonymous) InstrumentCurrency ISOCurrencyCodeType ReportingDate xs:date LegalStructure (anonymous) IssuerName (anonymous) GuarantorName (anonymous) 0..1 ProductCategoryNature (anonymous) 0..1 LeveragedOrContingentLiability EMTYesNoType 0..1

Documentation

General Financial Instrument Information

Properties

Type
(anonymous)
Cardinality
1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
5
Sample Data

Child Elements & Attributes

Name (XPath) Type Documentation Sample Data
/RegulatoryReportings/.../Code (anonymous)

00010: Use the following priority:

  • ISO 6166 code of ISIN when available
  • Other recognised codes (e.g.: CUSIP, Bloomberg Ticker, Reuters RIC)
  • Code attributed by the undertaking, when the options above are not available. Code must be unique and kept consistent over time.
ExampleText
/RegulatoryReportings/.../CodificationSystem (anonymous)

00020: Codification system used.
Integer corresponding to the following closed list:
1 - ISO 6166 for ISIN code
2 - CUSIP (The Committee on Uniform Securities Identification Procedures number assigned by the CUSIP Service Bureau for U.S. and Canadian companies)
3 - SEDOL (Stock Exchange Daily Official List for the London Stock Exchange)
4 – WKN (Wertpapier Kenn-Nummer, the alphanumeric German identification number)
5 - Bloomberg Ticker (Bloomberg letters code that identify a company's securities)
6 - BBGID (The Bloomberg Global ID)
7 - Reuters RIC (Reuters instrument code)
8 – FIGI (Financial Instrument Global Identifier)
9 - Other code by members of the Association of National Numbering Agencies
99 - Code attributed by the undertaking

7
/RegulatoryReportings/.../InstrumentName (anonymous)

00030: Name of the financial instrument

ExampleText
/RegulatoryReportings/.../InstrumentCurrency ISOCurrencyCodeType

00040: Denomination currency of the financial instrument

Three-letter ISO-CurrencyCode (ISO 4217)

Dreistelliger ISO-Waehrungscode (ISO 4217)

YWY
/RegulatoryReportings/.../ReportingDate xs:date

00050: Date to which the data refer

2022-12-22
/RegulatoryReportings/.../LegalStructure (anonymous)

00060: Structured Securities or Structured Funds or UCITS or Non UCITS

SP
/RegulatoryReportings/.../IssuerName (anonymous)

00070: Name of Issuer of the financial instrument. The one who is responsible for the financial instrument management/issuance

ExampleText
/RegulatoryReportings/.../GuarantorName (anonymous)

00080: Name of guarantor of the financial instrument.

ExampleText
/RegulatoryReportings/.../ProductCategoryNature (anonymous)

00090: Designation of the respective product category or nature

ExampleText
/RegulatoryReportings/.../LeveragedOrContingentLiability EMTYesNoType

00100: To enable reporting on the depreciation of leveraged financial instruments or contingent liability transactions in accordance with Art. 62 of the MiFID II's Delegated Regulation

Y or N

Y

XML Snippet

<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
            xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            name="GeneralInformation">
   <xs:annotation>
      <xs:documentation>General Financial Instrument Information</xs:documentation>
   </xs:annotation>
   <xs:complexType>
      <xs:sequence>
         <xs:element name="Code">
            <xs:annotation>
               <xs:documentation>00010: Use the following priority:
  - ISO 6166 code of ISIN when available
  - Other recognised codes (e.g.: CUSIP, Bloomberg Ticker, Reuters RIC)
  - Code attributed by the undertaking, when the options above are not available. Code must be unique and kept consistent over time.</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:maxLength value="255"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element name="CodificationSystem">
            <xs:annotation>
               <xs:documentation xml:lang="en">00020: Codification system used.
Integer corresponding to the following closed list:
1 - ISO 6166 for ISIN code
2 - CUSIP (The Committee on Uniform Securities Identification Procedures number assigned by the CUSIP Service Bureau for U.S. and Canadian companies)
3 - SEDOL (Stock Exchange Daily Official List for the London Stock Exchange)
4 – WKN (Wertpapier Kenn-Nummer, the alphanumeric German identification number)
5 - Bloomberg Ticker (Bloomberg letters code that identify a company's securities)
6 - BBGID (The Bloomberg Global ID)
7 - Reuters RIC (Reuters instrument code)
8 – FIGI (Financial Instrument Global Identifier)
9 - Other code by members of the Association of National Numbering Agencies
99 - Code attributed by the undertaking</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:short">
                  <xs:minInclusive value="1"/>
                  <xs:maxInclusive value="99"/>
                  <xs:enumeration value="1"/>
                  <xs:enumeration value="2"/>
                  <xs:enumeration value="3"/>
                  <xs:enumeration value="4"/>
                  <xs:enumeration value="5"/>
                  <xs:enumeration value="6"/>
                  <xs:enumeration value="7"/>
                  <xs:enumeration value="8"/>
                  <xs:enumeration value="9"/>
                  <xs:enumeration value="99"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element name="InstrumentName">
            <xs:annotation>
               <xs:documentation>00030: Name of the financial instrument</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:maxLength value="255"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element name="InstrumentCurrency" type="ISOCurrencyCodeType">
            <xs:annotation>
               <xs:documentation>00040: Denomination currency of the financial instrument</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="ReportingDate" type="xs:date">
            <xs:annotation>
               <xs:documentation>00050: Date to which the data refer</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="LegalStructure">
            <xs:annotation>
               <xs:documentation>00060: Structured Securities or Structured Funds or UCITS or Non UCITS</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:minLength value="1"/>
                  <xs:maxLength value="2"/>
                  <xs:enumeration value="S"/>
                  <xs:enumeration value="SF"/>
                  <xs:enumeration value="SP"/>
                  <xs:enumeration value="U"/>
                  <xs:enumeration value="N"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element name="IssuerName">
            <xs:annotation>
               <xs:documentation>00070: Name of Issuer of the financial instrument. The one who is responsible for the financial instrument management/issuance</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:maxLength value="255"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element minOccurs="0" name="GuarantorName">
            <xs:annotation>
               <xs:documentation>00080: Name of guarantor of the financial instrument.</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:maxLength value="255"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element minOccurs="0" name="ProductCategoryNature">
            <xs:annotation>
               <xs:documentation>00090: Designation of the respective product category or nature
</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:maxLength value="255"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element minOccurs="0"
                     name="LeveragedOrContingentLiability"
                     type="EMTYesNoType">
            <xs:annotation>
               <xs:documentation>00100: To enable reporting on the depreciation of leveraged financial instruments or contingent liability transactions in accordance with Art. 62 of the MiFID II's Delegated Regulation</xs:documentation>
            </xs:annotation>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>