ClientObjectives

/FundsXML4/RegulatoryReportings/DirectReporting/EMT_V4/FinancialInstrument/TargetMarket/ClientObjectives

Diagram

ClientObjectives Target markets - Client Objectives and Needs ReturnProfile (anonymous) MinimumRecommendedHoldingPeriod (anonymous) IntendedCompatibleWithClientsHavingSustainabilityPreferences EMTYesNeutralType 0..1 OtherSpecificInvestmentNeed (anonymous)

Documentation

Target markets - Client Objectives and Needs

Properties

Type
(anonymous)
Cardinality
1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
6
Sample Data

Child Elements & Attributes

Name (XPath) Type Documentation Sample Data
/RegulatoryReportings/.../ReturnProfile (anonymous)
/RegulatoryReportings/.../MinimumRecommendedHoldingPeriod (anonymous)

05080: Minimum recommended holding period
RHP: Recommended Holding Period

/RegulatoryReportings/.../IntendedCompatibleWithClientsHavingSustainabilityPreferences EMTYesNeutralType

05105: Discloses if the product is developed with the aim of being compatible with clients having ESG preferences.
(Yes or Neutral).
There is no Negative Target Market

Y
/RegulatoryReportings/.../OtherSpecificInvestmentNeed (anonymous)

05115: No, Islamic banking or Other
N...No,
I... Islamic banking
or O... Other

O

XML Snippet

<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
            xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            name="ClientObjectives">
   <xs:annotation>
      <xs:documentation>Target markets - Client Objectives and Needs</xs:documentation>
   </xs:annotation>
   <xs:complexType>
      <xs:sequence>
         <xs:element name="ReturnProfile">
            <xs:complexType>
               <xs:sequence>
                  <xs:element name="ClientLookingForPreservation" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation>05010: Indicates if the product is compatible with clients looking for preserving their capital.
Products stipulating a capital preservation objective should be YES. For other products, the answer should be NO or NEUTRAL based on a case-by-case analysis. In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="ClientLookingForCapitalGrowth" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation>05020: Indicates if the product is compatible with clients looking for growing their capital.
In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="ClientLookingForIncome" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation>05030: Indicates if the product is compatible with clients looking for Income.
In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="OptionOrLeveraged" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation>05050: Yes or No or Neutral</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="PensionSchemeGermany"
                              type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation>05070: Yes or No or Neutral</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="StructuredSecurity">
                     <xs:complexType>
                        <xs:sequence>
                           <xs:element name="Hedging" type="EMTYesNoNeutralType">
                              <xs:annotation>
                                 <xs:documentation>05040: Yes or No or Neutral
Only for structured Securities</xs:documentation>
                              </xs:annotation>
                           </xs:element>
                        </xs:sequence>
                     </xs:complexType>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
         <xs:element name="MinimumRecommendedHoldingPeriod">
            <xs:annotation>
               <xs:documentation>05080: Minimum recommended holding period
RHP: Recommended Holding Period</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:choice>
                  <xs:element name="Years" type="xs:decimal">
                     <xs:annotation>
                        <xs:documentation>Minimum recommended holding period in years</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="Category">
                     <xs:annotation>
                        <xs:documentation>V ... Very short term (max 1Y)
S ... Short term (max 3Y)
M ... Medium term (max 5Y)
L ... Long term (min 5Y)
H ... Hold to Maturity</xs:documentation>
                     </xs:annotation>
                     <xs:simpleType>
                        <xs:restriction base="xs:string">
                           <xs:enumeration value="V"/>
                           <xs:enumeration value="S"/>
                           <xs:enumeration value="M"/>
                           <xs:enumeration value="L"/>
                           <xs:enumeration value="H"/>
                        </xs:restriction>
                     </xs:simpleType>
                  </xs:element>
               </xs:choice>
            </xs:complexType>
         </xs:element>
         <xs:element minOccurs="0"
                     name="IntendedCompatibleWithClientsHavingSustainabilityPreferences"
                     type="EMTYesNeutralType">
            <xs:annotation>
               <xs:documentation>05105: Discloses if the product is developed with the aim of being compatible with clients having ESG preferences. 
(Yes or Neutral).
There is no Negative Target Market</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="OtherSpecificInvestmentNeed">
            <xs:annotation>
               <xs:documentation>05115: No, Islamic banking or Other
N...No, 
I... Islamic banking 
or O... Other</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:length value="1"/>
                  <xs:enumeration value="N"/>
                  <xs:enumeration value="I"/>
                  <xs:enumeration value="O"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>