ClientObjectives

/FundsXML4/RegulatoryReportings/DirectReporting/EMT/FinancialInstrument/ClientObjectives

Diagram

ClientObjectives Target markets - Client Objectives and Needs ReturnProfile (anonymous) TimeHorizon (anonymous) MaturityDate xs:date 0..1 MayBeTerminatedEarly EMTYesNoNeutralType 0..1 SpecificInvestmentNeed (anonymous)

Documentation

Target markets - Client Objectives and Needs

Properties

Type
(anonymous)
Cardinality
1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
5
Sample Data

Child Elements & Attributes

Name (XPath) Type Documentation Sample Data
/RegulatoryReportings/.../ReturnProfile (anonymous)
/RegulatoryReportings/.../TimeHorizon (anonymous)

05080: Minimum recommended holding period

/RegulatoryReportings/.../MaturityDate xs:date

05090: Date of Maturity

2023-05-15
/RegulatoryReportings/.../MayBeTerminatedEarly EMTYesNoNeutralType

05100: Yes or No or Neutral (only for structured products)

N
/RegulatoryReportings/.../SpecificInvestmentNeed (anonymous)

05110: Yes or No or (Green investment, Ethical investment, Islamic banking, ESG, Other)

I

XML Snippet

<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
            xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            name="ClientObjectives">
   <xs:annotation>
      <xs:documentation>Target markets - Client Objectives and Needs</xs:documentation>
   </xs:annotation>
   <xs:complexType>
      <xs:sequence>
         <xs:element name="ReturnProfile">
            <xs:complexType>
               <xs:sequence>
                  <xs:element name="Preservation" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation>05010: Yes or No or Neutral</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="Growth" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation>05020: Yes or No or Neutral</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="Income" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation>05030: Yes or No or Neutral</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="Hedging" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation>05040: Yes or No or Neutral</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="OptionOrLeveraged" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation>05050: Yes or No or Neutral</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="Other">
                     <xs:annotation>
                        <xs:documentation>05060: Yes or Neutral</xs:documentation>
                     </xs:annotation>
                     <xs:simpleType>
                        <xs:restriction base="xs:string">
                           <xs:minLength value="1"/>
                           <xs:maxLength value="7"/>
                           <xs:enumeration value="Y"/>
                           <xs:enumeration value="Neutral"/>
                        </xs:restriction>
                     </xs:simpleType>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="PensionSchemeGermany"
                              type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation>05070: Yes or No or Neutral</xs:documentation>
                     </xs:annotation>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
         <xs:element name="TimeHorizon">
            <xs:annotation>
               <xs:documentation>05080: Minimum recommended holding period</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:choice>
                  <xs:element name="Years" type="xs:decimal">
                     <xs:annotation>
                        <xs:documentation>Minimum recommended holding period in years</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="Category">
                     <xs:annotation>
                        <xs:documentation>V ... Very short term (max 1Y)
S ... Short term (max 3Y)
M ... Medium term (max 5Y)
L ... Long term (min 5Y)
Neutral ... Neutral</xs:documentation>
                     </xs:annotation>
                     <xs:simpleType>
                        <xs:restriction base="xs:string">
                           <xs:enumeration value="V"/>
                           <xs:enumeration value="S"/>
                           <xs:enumeration value="M"/>
                           <xs:enumeration value="L"/>
                           <xs:enumeration value="Neutral"/>
                        </xs:restriction>
                     </xs:simpleType>
                  </xs:element>
               </xs:choice>
            </xs:complexType>
         </xs:element>
         <xs:element minOccurs="0" name="MaturityDate" type="xs:date">
            <xs:annotation>
               <xs:documentation>05090: Date of Maturity</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0"
                     name="MayBeTerminatedEarly"
                     type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation>05100: Yes or No or Neutral (only for structured products)</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="SpecificInvestmentNeed">
            <xs:annotation>
               <xs:documentation>05110: Yes or No or (Green investment, Ethical investment, Islamic banking, ESG, Other)</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:length value="1"/>
                  <xs:enumeration value="Y"/>
                  <xs:enumeration value="N"/>
                  <xs:enumeration value="G"/>
                  <xs:enumeration value="E"/>
                  <xs:enumeration value="I"/>
                  <xs:enumeration value="S"/>
                  <xs:enumeration value="O"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>