ClientObjectives
/FundsXML4/RegulatoryReportings/DirectReporting/EMT_V4_2/FinancialInstrument/TargetMarket/ClientObjectives
Diagram
Documentation
Target markets - Client Objectives and Needs
Properties
- Type
- (anonymous)
- Cardinality
- 1
- Namespace
- xs = "http://www.w3.org/2001/XMLSchema"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#" - Level
- 6
- Sample Data
Child Elements & Attributes
| Name (XPath) | Type | Documentation | Sample Data |
|---|---|---|---|
| /RegulatoryReportings/.../ReturnProfile | (anonymous) | ||
| /RegulatoryReportings/.../MinimumRecommendedHoldingPeriod | (anonymous) | 05080: Minimum recommended holding period |
|
| /RegulatoryReportings/.../IntendedCompatibleWithClientsHavingSustainabilityPreferences | EMTYesNeutralType | 05105: Discloses if the product is developed with the aim of being compatible with clients having ESG preferences. |
Neutral |
XML Snippet
<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
xmlns:xs="http://www.w3.org/2001/XMLSchema"
name="ClientObjectives">
<xs:annotation>
<xs:documentation>Target markets - Client Objectives and Needs</xs:documentation>
</xs:annotation>
<xs:complexType>
<xs:sequence>
<xs:element name="ReturnProfile">
<xs:complexType>
<xs:sequence>
<xs:element name="ClientLookingForPreservation" type="EMTYesNoNeutralType">
<xs:annotation>
<xs:documentation>05010: Indicates if the product is compatible with clients looking for preserving their capital.
Products stipulating a capital preservation objective should be YES. For other products, the answer should be NO or NEUTRAL based on a case-by-case analysis. In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element name="ClientLookingForCapitalGrowth" type="EMTYesNoNeutralType">
<xs:annotation>
<xs:documentation>05020: Indicates if the product is compatible with clients looking for growing their capital.
In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element name="ClientLookingForIncome" type="EMTYesNoNeutralType">
<xs:annotation>
<xs:documentation>05030: Indicates if the product is compatible with clients looking for Income.
In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="OptionOrLeveraged" type="EMTYesNoNeutralType">
<xs:annotation>
<xs:documentation>05050: Yes or No or Neutral</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="PensionSchemeGermany"
type="EMTYesNoNeutralType">
<xs:annotation>
<xs:documentation>05070: Yes or No or Neutral</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0" name="StructuredSecurity">
<xs:complexType>
<xs:sequence>
<xs:element name="Hedging" type="EMTYesNoNeutralType">
<xs:annotation>
<xs:documentation>05040: Yes or No or Neutral
Only for structured Securities</xs:documentation>
</xs:annotation>
</xs:element>
</xs:sequence>
</xs:complexType>
</xs:element>
</xs:sequence>
</xs:complexType>
</xs:element>
<xs:element name="MinimumRecommendedHoldingPeriod">
<xs:annotation>
<xs:documentation>05080: Minimum recommended holding period
RHP: Recommended Holding Period</xs:documentation>
</xs:annotation>
<xs:complexType>
<xs:choice>
<xs:element name="Years" type="xs:decimal">
<xs:annotation>
<xs:documentation>Minimum recommended holding period in years</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element name="Category">
<xs:annotation>
<xs:documentation>V ... Very short term (max 1Y)
S ... Short term (max 3Y)
M ... Medium term (max 5Y)
L ... Long term (min 5Y)
H ... Hold to Maturity</xs:documentation>
</xs:annotation>
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:enumeration value="V"/>
<xs:enumeration value="S"/>
<xs:enumeration value="M"/>
<xs:enumeration value="L"/>
<xs:enumeration value="H"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
</xs:choice>
</xs:complexType>
</xs:element>
<xs:element name="IntendedCompatibleWithClientsHavingSustainabilityPreferences"
type="EMTYesNeutralType">
<xs:annotation>
<xs:documentation>05105: Discloses if the product is developed with the aim of being compatible with clients having ESG preferences.
(Yes or Neutral).
There is no Negative Target Market</xs:documentation>
</xs:annotation>
</xs:element>
</xs:sequence>
</xs:complexType>
</xs:element>