AbilityToBearLosses

/FundsXML4/RegulatoryReportings/DirectReporting/EMT_V4_2/FinancialInstrument/TargetMarket/AbilityToBearLosses

Diagram

AbilityToBearLosses Target markets - Ability To Bear Losses CompatibleWithClientsWhoCanNotBearCapitalLoss EMTYesNoNeutralType CompatibleWithClientsWhoCanBearLimitedCapitalLoss EMTYesNoNeutralType 0..1 LimitedCapitalLossLevel PercentageType 0..1 CompatibleWithClientsWhoDoNotNeedCapitalGuarantee EMTYesNoNeutralType CompatibleWithClientsWhoCanBearLossBeyondCapital EMTYesNoNeutralType

Documentation

Target markets - Ability To Bear Losses

Properties

Type
(anonymous)
Cardinality
1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
6
Sample Data

Child Elements & Attributes

Name (XPath) Type Documentation Sample Data
/RegulatoryReportings/.../CompatibleWithClientsWhoCanNotBearCapitalLoss EMTYesNoNeutralType

03010: Investor can bear no loss of capital. Minor losses especially due to costs possible. Yes or No or Neutral.
N for negative target: product should not be sold to investors that cannot bear losses

 N
/RegulatoryReportings/.../CompatibleWithClientsWhoCanBearLimitedCapitalLoss EMTYesNoNeutralType

03020: Investor seeking to preserve capital or can bear losses limited to a level specified by the product. Assessment of loss level is based on investments in the same currency as the instrument denomination and do not take into consideration potential adverse FX market performance.
To be filled only for structured securities and funds with an explicit capital protection or for Money Market funds.
Yes or No or Neutral

 Y
/RegulatoryReportings/.../LimitedCapitalLossLevel PercentageType

03030: To be completed for products that have a clearly stated full or partial capital guarantee, provided on the primary market. This field represents the maximum loss a client could incur when investing in this product – it is not the level of capital protection offered

The PercentageType defines the percentage-values. It is derived from decimal. To decimal there is no modification. Percentage values can be expressed in three was: For 3.5 % it can be written as 3.5 or 1.035 or 0.035. For FundsXML percentage value has to be written as 3.5

Der PercentageType definiert die Prozentwerte. Abgeleitet ist er von decimal. Veraendert wurde er nicht. Bei Prozentwerten kann man je nach Definition fuer 3, 5 % die Werte 3.5 oder 1.035 oder 0.035 angeben. Mit diesem Typ dokumentiert FundsXML, dass fuer Prozentwerte die Auspraegung 3.5 benutzt werden muss um eine einheitliche Auspraegung fuer den Datenaustausch zwischen Firmen zu erreichen.

 387.35
/RegulatoryReportings/.../CompatibleWithClientsWhoDoNotNeedCapitalGuarantee EMTYesNoNeutralType

03040: No Capital Guarantee nor protection. 100% capital at risk. Yes or No or Neutral

 Y
/RegulatoryReportings/.../CompatibleWithClientsWhoCanBearLossBeyondCapital EMTYesNoNeutralType

03050: Loss Beyond the Capital.
Yes or No or Neutral

 Y

XML Snippet

<xs:element xmlns:altova="http://www.altova.com/xml-schema-extensions"
            xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            name="AbilityToBearLosses">
   <xs:annotation>
      <xs:documentation>Target markets - Ability To Bear Losses</xs:documentation>
   </xs:annotation>
   <xs:complexType>
      <xs:sequence>
         <xs:element name="CompatibleWithClientsWhoCanNotBearCapitalLoss"
                     type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation>03010: Investor can bear no loss of capital. Minor losses especially due to costs possible. Yes or No or Neutral.
N for negative target: product should not be sold to investors that cannot bear losses </xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0"
                     name="CompatibleWithClientsWhoCanBearLimitedCapitalLoss"
                     type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation>03020: Investor seeking to preserve capital or can bear losses limited to a level specified by the product. Assessment  of loss level is based on investments in the same currency as the instrument denomination and do not take into consideration potential adverse FX market performance.
To be filled only for structured securities and funds with an explicit capital protection or for Money Market funds.
Yes or No or Neutral</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0" name="LimitedCapitalLossLevel" type="PercentageType">
            <xs:annotation>
               <xs:documentation>03030: To be completed for products that have a clearly stated full or partial capital guarantee, provided on the primary market. This field represents the maximum loss a client could incur when investing in this product – it is not the level of capital protection offered</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="CompatibleWithClientsWhoDoNotNeedCapitalGuarantee"
                     type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation>03040: No Capital Guarantee nor protection. 100% capital at risk. Yes or No or Neutral</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="CompatibleWithClientsWhoCanBearLossBeyondCapital"
                     type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation>03050: Loss Beyond the Capital. 
Yes or No or Neutral</xs:documentation>
            </xs:annotation>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>